preventions
- ID: SPV020
- Created: 26th August 2026
- Updated: 26th August 2026
- Contributors: Nimer Kees, The ITM Team, Yonatan Machluf,
Output Handling
Organizations should treat all synthetic subject output as untrusted content rather than an authoritative organizational statement.
Before output is rendered, committed, transmitted, or used by another system, it should pass through content, policy, and format validation. Controls should block prohibited topics, profanity, unauthorized commitments, and offers outside approved parameters. Links and images should be stripped, escaped, or independently validated so manipulated output cannot create a downstream action.
Customer-facing synthetic subjects should not finalize prices, contracts, refunds, account changes, or other binding decisions. Material facts and figures should be confirmed against an authoritative system of record.
Synthetic-generated output should be clearly labeled and accompanied by a standing disclaimer that it is informational and does not constitute a binding offer. Customer-facing, legally significant, or otherwise consequential statements should require human review or use approved, constrained templates.
Sections
| ID | Name | Description |
|---|---|---|
| DR001 | Public-Facing Conversational AI | A public-facing conversational AI is a synthetic subject directed to interact with external users through a publicly reachable chat interface. This includes customer support chatbots, sales assistants, website assistants, public knowledge bots, and similar services that respond on behalf of the organization.
This directive creates an elevated exposure condition because every message is untrusted input, but may still influence the synthetic subject’s response. The interface is both a service channel and a manipulation surface. Users may attempt to override instructions, force unauthorized roles, extract source material, generate prohibited advice, or cause the synthetic subject to make commitments that appear to come from the organization.
The main risk is often legal, contractual, regulatory, or reputational rather than technical. Even with limited internal access, a public-facing synthetic subject speaks with apparent organizational authority. If it quotes prices, offers discounts, provides refund guidance, interprets policy, gives regulated advice, or produces offensive content, the adverse outcome may be attributed to the operator.
Investigators should assess the synthetic subject’s directive, published scope, system instructions, response controls, disclaimers, transcript retention, connected tools, and retrieval sources. Particular attention should be given to unauthorized commitments, grounding in approved material, and manipulation that produced an off-policy response.
Investigative RelevancePublic-facing conversational AI is a high-reach synthetic insider pattern because it can be invoked by the public at scale. The lack of an authentication boundary weakens attribution: the external actor may remain anonymous, while the generated output remains visibly associated with the operator. |
| DR003 | Embedded AI Feature | An embedded AI feature is an artificial intelligence capability built directly into an application workflow rather than presented as a standalone chat interface. It may generate, summarize, classify, recommend, prioritize, extract, or decide inside the host application.
This deployment pattern creates an elevated exposure condition because the synthetic subject may inherit the trust, data scope, identity, and permissions of the surrounding product surface. Its output may be treated as native application behavior rather than the action of a distinct synthetic subject.
The primary risk is low scrutiny. Because the feature appears to be “just part of the app,” its actions may not receive separate review, attribution, or logging. It may process documents, records, messages, form fields, uploaded files, or customer data, then produce outputs that are stored, routed, recommended, or acted upon by the host workflow.
A related risk is indirect manipulation. Any ingested content may carry hidden or adversarial instructions. An external party may never access the application directly, but may still influence the feature through an email, uploaded file, form submission, fetched page, support record, or other data later processed by a trusted employee.
Investigators should review the feature’s directive, host permissions, model identity, input sources, output handling, logs, downstream actions, and provenance records. Particular attention should be given to whether model-generated content is distinguishable from human or application-generated content, and whether harmful output can be traced to the input that caused it.
Investigative RelevanceEmbedded AI features are relevant because they operate inside trusted workflows with limited user awareness. Their autonomy may be narrow, but their outputs can propagate through notifications, records, recommendations, approvals, summaries, or automated actions. |
| AO005 | Identity Misattribution and Impersonation Harm | Identity misattribution and impersonation harm occurs when a synthetic subject acts under, imitates, or is confused with a human, service, agent, or organizational identity in a way that deceives people, systems, or records about who is acting. The harm may arise from spoofed identity, shared service accounts, synthetic media, weak agent attribution, or machine identities that are not clearly distinguishable from human users.
This adverse outcome creates organizational harm because identity is used to assign authority, trust, responsibility, and accountability. If a synthetic subject appears to be an employee, executive, service account, approved agent, vendor, or peer system, its actions or messages may be accepted as legitimate even when they are unauthorized, misleading, or harmful.
The primary harm is loss of trustworthy attribution. A synthetic subject may send communications, approve actions, access records, call tools, or modify systems under an identity that does not accurately represent the actor. This can mislead recipients, distort audit trails, weaken contractual trust, and make it difficult to determine whether a human, agent, service, or attacker-controlled identity caused the action.
A related harm is reputational and relationship damage. Third parties may rely on a synthetic message, synthetic voice, synthetic video, or agent-originated action as if it came from a trusted person or system. The organization may then face disputes, fraud loss, customer distrust, regulatory scrutiny, or operational breakdown because identity provenance was unclear or false.
Investigators should review identity records, non-human identity activity, authentication logs, service account ownership, prompt and response logs, message provenance, cryptographic signatures, session history, concurrent use, geolocation, user-agent data, and actor attribution fields. Particular attention should be given to shared identities, unmanaged agent accounts, actions logged as human but produced by a synthetic subject, impossible or concurrent use of one identity, and communications that lack verifiable agent-origin attribution.
Investigative RelevanceIdentity misattribution and impersonation harm is relevant because synthetic subjects can blur the boundary between human, service, and agent action. The adverse outcome is not only that an identity was misused, but that people, systems, or records were caused to trust an incorrect actor.
This section is especially relevant where synthetic subjects communicate externally, approve workflows, transact through service accounts, operate under delegated human authority, interact with other agents, or generate synthetic audio, video, or text that mimics a trusted organizational figure. |
| AO008 | Harmful or Non-Compliant Output | Harmful or non-compliant output occurs when a synthetic subject produces content that creates legal, regulatory, reputational, contractual, safety, or operational harm to the organization. This may include false, defamatory, biased, discriminatory, infringing, dangerous, offensive, unsafe, or policy-violating content.
This adverse outcome creates organizational harm because the synthetic subject’s output may be treated as the organization’s statement, recommendation, instruction, decision, or representation. The harm may arise even where the synthetic subject did not call a tool, access a protected system, or transfer data externally.
The primary harm is organizational exposure through generated content. A synthetic subject may provide false customer guidance, misstate policy, generate unsafe instructions, make unsupported claims, produce biased recommendations, infringe intellectual property, or issue language that violates law, regulation, contract, or internal policy.
A related harm is reliance. Customers, employees, vendors, regulators, or the public may rely on the generated output when making decisions. If the output is false, unsafe, or non-compliant, the organization may face disputes, complaints, enforcement scrutiny, reputational damage, or direct liability.
Investigators should review the generated output, prompt and response logs, source grounding, approved policy material, customer-facing records, user reliance, escalation history, feedback reports, content classifiers, and post-deployment violation trends. Particular attention should be given to unsupported factual claims, regulated-topic advice, defamatory or discriminatory language, dangerous instructions, policy contradictions, and repeated violation patterns across similar prompts.
Investigative Relevance Harmful or non-compliant output is relevant because a synthetic subject can harm the organization through words alone. The adverse outcome may be a false statement, unsafe recommendation, prohibited claim, or non-compliant response that users treat as authoritative.
This section is especially relevant where synthetic subjects produce customer-facing responses, legal or financial guidance, medical or safety-related content, public communications, human resources material, product claims, policy explanations, or other output with legal, regulatory, reputational, or safety consequence. |
| DR001.001 | Public Customer-Support Chatbot | A public customer-support chatbot is a synthetic subject directed to handle customer-support interactions through a public or semi-public chat interface. It may answer questions about orders, shipping, account status, returns, refunds, warranties, service eligibility, subscriptions, product issues, or organizational policy.
This directive becomes operationally significant when the synthetic subject is positioned as an authoritative support representative. Even with limited technical access, it may influence customer decisions by explaining policy, quoting refund rules, describing warranty coverage, offering discounts, or directing the customer to take or avoid an action. If connected to order, shipping, customer relationship management, or account lookup systems, its responses may appear more reliable because they combine generated language with real customer context.
The primary adverse outcome is inaccurate, unauthorized, misleading, or overly definitive support guidance that customers treat as the organization’s position. Statements about refunds, fares, warranties, entitlements, cancellation rights, service credits, or account adjustments may create legal, contractual, regulatory, or reputational exposure if the organization later disputes them.
Investigators should review the synthetic subject’s directive, system instructions, escalation rules, connected data sources, permission scope, transcripts, and controls governing refund, warranty, credit, or account-change language. Particular attention should be given to customer-specific commitments, access to current policy material, contradictions with the system of record, and whether the customer relied on the generated response.
Investigative RelevancePublic customer-support chatbots are relevant because they connect synthetic subject output directly to customer-facing organizational responsibility. Customers may treat the synthetic subject as a support representative acting with organizational authority, even if the organization views it as informational or experimental. |
| DR001.002 | Sales or Website Assistant | A sales or website assistant is a synthetic subject directed to act as a public-facing sales, marketing, or website assistant. It may greet visitors, answer product questions, compare offerings, recommend services, collect leads, quote indicative prices, explain promotions, or encourage commercial action.
This directive creates an elevated exposure condition because the synthetic subject is often optimized for helpfulness, persuasion, and agreement. Those qualities can make it easier for an external user to manipulate the assistant into producing unauthorized commercial language, including off-range discounts, unsupported claims, false availability statements, misleading comparisons, or apparent binding offers.
The primary adverse outcome is misuse of the organization’s sales voice. A visitor may use role-override language, prompt injection, or social engineering to cause the synthetic subject to generate commercially authoritative responses outside its approved boundaries. Even if not legally binding, the output may create reputational harm, customer disputes, complaint risk, regulatory scrutiny, or pressure to honor an unauthorized statement.
Investigators should review the synthetic subject’s directive, sales prompt, product sources, price and discount controls, escalation rules, transcripts, and integrations with customer relationship management, ecommerce, quoting, or lead-capture systems. Particular attention should be given to offer-like statements, competitor comparisons, contract terms, quoted figures, and language presented as an authorized commercial commitment.
Investigative RelevanceSales or website assistants are relevant because they combine public reach, brand authority, commercial pressure, and untrusted input. The synthetic subject may have limited system access, but its public statements can still produce organizational exposure. |
| DR001.003 | Public Q&A Knowledge Bot | A public Q&A knowledge bot is a synthetic subject directed to answer open questions from a defined document set, knowledge base, website corpus, policy library, or other indexed source material. This may include public-sector guidance bots, legal information assistants, regulatory tools, policy question-and-answer services, and product documentation assistants.
This directive creates an elevated exposure condition because the synthetic subject may convert source material into authoritative-sounding guidance, even when the answer is incomplete, outdated, overgeneralized, or wrong. Retrieval-Augmented Generation (RAG) can improve grounding by retrieving source passages before generation, but it does not prevent unsupported conclusions, missed exceptions, or excessive certainty.
The primary adverse outcome is user reliance on incorrect or unlawful guidance. A public Q&A knowledge bot may state that a prohibited action is allowed, that an obligation does not apply, or that a policy permits conduct it does not. This is especially significant where the operator is a government body, regulated entity, legal service, healthcare provider, employer, or other trusted institution.
A secondary risk is exposure or manipulation of the document set. If the synthetic subject retrieves from internal documents, draft policy, sensitive records, or unapproved repositories, it may disclose material not intended for public release. If the indexed corpus can be influenced by external content, user submissions, or weak document governance, the retrieval channel may also become a poisoning path.
Investigators should review the synthetic subject’s directive, retrieval configuration, source corpus, grounding behavior, citation handling, ingestion process, access boundaries, transcript logs, and retrieval controls. Particular attention should be given to unsupported answers, contradictions with authoritative policy, exposure of out-of-scope material, and whether indexed content was current, authorized, and resistant to manipulation.
Investigative RelevancePublic Q&A knowledge bots are relevant because they can transform source documents into operational guidance at scale. The synthetic subject may not be authorized to create policy, interpret law, approve business conduct, or provide regulated advice, but users may treat its output as if it does. |
| DR003.001 | In-App Text Generation | An in-app text generation feature is an embedded artificial intelligence capability that generates, summarizes, drafts, rewrites, or explains content inside an existing application surface. It may read documents, messages, records, tickets, notes, or other user-accessible content, then render output inline as part of the product workflow.
This deployment pattern creates an elevated exposure condition because the content the feature must ingest to perform its task can also become the manipulation vector. A malicious instruction hidden in a message, uploaded file, record, comment, or document may influence the generated output during an ordinary summarize, draft, or generate action.
The primary risk is that manipulated output appears as trusted application content. If links, images, markdown, or generated text are rendered inline, the feature may mislead the employee, expose sensitive content, or create an outbound path without a distinct synthetic subject identity in the activity trail.
Investigators should review the feature’s directive, input sources, rendering behavior, output logs, external link handling, image loading, markdown support, and provenance records. Particular attention should be given to hidden instructions in ingested content, output that includes external destinations, and whether generated text is distinguishable from user- or application-authored content.
Investigative RelevanceIn-app text generation is relevant because it embeds synthetic subject output directly into trusted product workflows. The feature may appear to be a normal application function, while its output is shaped by untrusted content processed during the task. |
| DR003.002 | In-App Decision Recommendation | An in-app decision recommendation is an embedded artificial intelligence feature that classifies, scores, ranks, routes, or recommends actions inside an operational workflow. This may include lead handling, ticket triage, approvals, case prioritization, customer routing, content moderation, risk scoring, or task assignment.
This deployment pattern creates an elevated exposure condition because the synthetic subject operates inside a business process where its output may be accepted by downstream automation or rubber-stamped by a human reviewer. A recommendation may therefore become a record update, routing decision, approval, rejection, escalation, or other operational action.
The primary risk is inherited process authority. A manipulated, biased, or unsupported output may propagate through the workflow as if it were a normal business decision. Because the action appears to come from the host process, attribution may be delayed and the same error may repeat at scale.
Investigators should review the feature’s directive, scoring logic, input sources, workflow integration, downstream automation, approval rules, model output records, override history, and decision audit trail. Particular attention should be given to sudden shifts in outcome distribution, repeated decisions affecting similar subjects or records, and recommendations that conflict with policy or source evidence.
Investigative RelevanceIn-app decision recommendations are relevant because they convert synthetic subject output into operational decisions. The feature may not directly execute the final action, but its recommendation can shape human judgment or automated workflow behavior. |
| DR003.003 | Customer-Facing AI Feature | A customer-facing AI feature is an embedded artificial intelligence capability exposed to external users through a public product surface. It may generate content, answer questions, recommend actions, summarize information, classify inputs, or guide users inside a customer-facing application or service.
This deployment pattern creates an elevated exposure condition because untrusted input arrives directly from outside the organization. Any user of the product may attempt to manipulate the feature into producing harmful, inaccurate, non-compliant, offensive, or unauthorized output.
The primary risk is organizational attribution. Because the feature is embedded in the product, its output may be treated as the company’s own statement, recommendation, or commitment. This can create legal, contractual, regulatory, or reputational exposure where the feature gives prohibited advice, makes offer-like statements, misrepresents policy, or produces content users rely on.
Investigators should review the feature’s directive, public scope, input handling, response controls, output logs, product integration, user-facing disclaimers, and escalation paths. Particular attention should be given to manipulated prompts, unauthorized commitments, regulated-topic responses, and outputs that contradict approved product, policy, or compliance material.
Investigative RelevanceCustomer-facing AI features are relevant because they combine public reach, product authority, and untrusted input. The synthetic subject may have limited access, but its output appears inside the organization’s product and may be relied upon by customers. |
| AO001.004 | File and Artifact Data Exfiltration | File and artifact data exfiltration occurs when a synthetic subject causes protected information to leave the organization through a generated, modified, exported, or attached file. This may include reports, spreadsheets, code bundles, notebooks, logs, archives, screenshots, transcripts, model outputs, configuration files, or other downloadable artifacts.
This adverse outcome creates organizational harm because sensitive data may be embedded inside an artifact whose apparent purpose is legitimate. A synthetic subject may generate a report, prepare an export, attach a file, create a code archive, summarize records into a spreadsheet, or write logs containing protected information that are later downloaded, shared, or transmitted.
The primary harm is unauthorized disclosure through artifact creation. Protected data may be copied from internal sources into a new file, mixed with lower-sensitivity material, or transformed into a format that bypasses the original system’s access controls. Once created, the artifact may be easier to forward, upload, store externally, or access by unauthorized parties.
A related harm is loss of source-boundary control. The original data may have been governed by role-based access, retention, classification, or audit controls, while the generated artifact may not inherit those protections. Investigators may need to determine whether the synthetic subject preserved classification labels, access restrictions, provenance, and retention requirements when creating the artifact.
Investigators should review generated files, exports, attachments, notebooks, archives, screenshots, transcripts, temporary files, download logs, file-sharing events, Data Loss Prevention (DLP) alerts, prompt and response logs, retrieval records, and tool-call records. Particular attention should be given to sensitive data copied into new artifacts, artifacts shared externally, files created under human identities, and exports whose classification or access controls differ from the source material.
Investigative RelevanceFile and artifact data exfiltration is relevant because synthetic subjects frequently generate work product from internal data. The harmful outcome may not be the original retrieval, but the creation or sharing of a new artifact that carries protected information outside its authorized boundary.
This sub-section is especially relevant where synthetic subjects can create reports, spreadsheets, summaries, logs, archives, notebooks, code bundles, screenshots, transcripts, attachments, or export files from enterprise data. |